Legal Notice Imprint | Sumitomo Mitsui DS Asset Management Germany

Legal Notice Imprint

Company information
Name of the company	Sumitomo Mitsui DS Asset Management (Deutschland) GmbH
Commercial Register	HRB Frankfurt am Main
Registration number	HRB 141563
Contact details
Address	Neue Mainzer Straße 52-58 60311 Frankfurt am Main
Phone Number
E-Mail Address	desales@smd-am.co.jp
Website	www.smd-am.de

Further relevant information with regards to the company itself
VAT-Number (if available)
Business Identificaton Number (if alvailable)
Sharecapital	3.000.000,00 EUR
Authorized representative(s)	Managing Directors: Takashi Kume Thomas Waldhart-Knopp
Supervisory Board	n/a
Further relevant information with regards to the activity as a tied agent
Tied Agent	Providing investment solicitation and investment advice under the liability umbrella of AHP Capital Management GmbH Sumitomo Mitsui DS Asset Management (Deutschland) GmbH provides its services in the investment brokerage of and investment advice in financial instruments within the meaning of Section 2 clause 2 no. 3 and no. 4 of the German Securities Institutions Act (Wertpapierinstitutsgesetz - WpIG) exclusively for the account and under the liability of AHP Capital Management GmbH. In this respect, the Sumitomo Mitsui DS Asset Management (Deutschland) GmbH acts as a tied agent of AHP Capital Management GmbH pursuant to Section 3 clause 2 WpIG. AHP Capital Management GmbH is licensed by the German Federal Financial Supervisory Authority (BaFin) pursuant to Section 15 clause 1 of the German Banking Act (WpIG) and, as a securities institution, is permitted by BaFin to provide investment brokerage and investment advisory services within the meaning of Section 2 clause 2 no. 3 and no. 4 WpIG without acquiring ownership or possession of funds or securities of clients or to acquire or sell financial instruments for its own account. Sumitomo Mitsui DS Asset Management (Deutschland) GmbH is entered in the register of tied agents publicly maintained by BaFin under number 80182094 at its liability institute, AHP Capital Management GmbH. The register can be viewed at www.bafin.de. According to the legal requirements, we are obliged to provide our customers with the following information about AHP Capital Management GmbH and its investment services: MiFID Information Further information on AHP Capital Management GmbH Contact: Information at https://www.ahp-cm.com/rechtliches/impressum/ Complaints office: Information at https://www.ahp-cm.com/rechtliches/beschwerdemanagement/ Supervisory authority: Information on BaFin at https://www.ahp-cm.com/rechtliches/impressum/ Compensation scheme: Information on the compensation scheme for securities trading companies (Entschädigungseinrichtung der Wertpapierhandelsunternehmen, EdW) at https://www.ahp-cm.com/rechtliches/impressum/
Contact details of the liability umbrella	AHP Capital Management GmbH Weißfrauenstraße 12 - 16 60311 Frankfurt am Main Email: info@ahp-cm.com Phone: +49 69 2475 1968 5 Website: https://www.ahp-cm.com/
Authorized representative(s)	Frank Ackermann (managing director) Frank Rothauge, CFA (managing director) Lars Hunsche, MBA (managing director)
Commercial Register	Frankfurt am Main
Registration number	HRB 108225
VAT-Number (if available)	DE279586449
Responsible for the content of the website (in connection with Sec. 18 MStV)	Thomas Waldhart-Knopp
Supervisory Authority and contact details	Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Marie-Curie-Str. 24-28 60439 Frankfurt Phone: +49 228 4108 1550 Email: poststelle@bafin.de https://www.bafin.de/DE/Startseite/startseite_node.html

Information on the Supervisory Authority
Name of the Supervisory Authority	Federal Financial Supervisroy Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, BaFin)
Address	Marie-Curie-Str. 24-28, 60439 Frankfurt am Main Germany Post office box 50 01 54 60391 Frankfurt am Main Germany
Phone	Phone: 0228 / 4108 - 0
Fax	Fax: 0228 / 4108 - 1550
E-Mail	poststelle@bafin.de and poststelle@bafin.de-mail.de
Website	https://www.bafin.de/EN/Homepage/homepage_node.html
BaFin registration number of SMDAM (Germany) GmbH in the tied agent register	80182094
Dispute Resolution
Declaration pursuant to Sec. 36 para. 1 of theConsumer Dispute Resolution Act (Verbraucherstreitbeilegungsgesetz, VSBG)	We are not obliged and not willing to participate in dispute resolution proceedings before a consumer arbitration board.
Further relevant information
Disclaimer	The contents of our pages have been created with the utmost care. However, we cannot guarantee the accuracy, completeness or timeliness of the content. Our website contains links to external websites over which we have no control. Therefore, we cannot guarantee for these foreign contents. The respective provider or operator of the linked pages is always responsible for their content.
Privacy Policy and name/contact details of the Data Protection Officer	For details on data handling, please see our Privacy Policy and Cookie Notice
Cookies	See line above.
Responsible for the content of the website	Thomas Waldhart-Knopp